Market Regulation: Short Sales

Market Regulation: Short Sales

• "News & Views"
  • VIDEO: "Short Sales: An Integral Part of Price Discovery"
    Edward Tilly, Executive Vice Chairman, CBOE
    (January 5, 2010)
• Background on Short Sales
• Status and Recent Developments
  • On Feb. 24, 2010, the SEC approved a new short sale rule: Short sale restrictions would be implemented for an individual stock if a circuit breaker is triggered by a 10% drop in the stock based on the prior day's closing price... more
• CBOE Views on Short Sales
  • SEC's approach should be narrowly tailored to target abusive short selling while not restraining legitimate activity (whether long or short, buying or selling) - particularly activity that is critical for the maintenance of fair and orderly markets... more
• Press Releases
• Speeches/Testimony
• Comment Letters
  • CBOE Comment Letter to SEC on Short Sales
    RE: Proposed Price Test Amendments
    (September 21, 2009)
  • CBOE Comment Letter to SEC on Short Sales
    RE: Exemptions for Market Makers
    (June 19, 2009)
• Exchange Communications
• Op-Eds/Articles